Compliance Management

Course/Product Description
Title:	Compliance Management
SKU:	WC-1036612
Date / Time:	Recorded
Format:	Webcast
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Description:	Join us for a two-hour webinar on Compliance Management. All banks should have an effective Compliance Management System. We will discuss the expectations/requirements, how to improve/enhance them and how to best utilize your resources to create an effective Compliance Management System. Active board and senior management oversight Risk Assessments Effective policies and procedures Training Audits & Monitoring Complaint Management Reporting Culture (the foundation of an effective Compliance Management System) From The Trainer “I was an FDIC Field Examiner, a Loan Officer and in 1993 I started Banker’s Compliance Consulting (over 25 years ago). During the course of my career, I’ve had the privilege of working with hundreds of financial companies in many different ways and our company has had the opportunity to serve hundreds more financial institutions. From these experiences, I’ve seen many different ways to “do” compliance – some successful and some not. There are a few basic things to keep in mind: First, there is no “recipe” for compliance management. One size does not fit all. There is a basic framework (listed above) that should be used by your Board, Management and Compliance Officer to design and maintain a healthy Compliance Management System (CMS). But, what works for one organization may not work for you. Second, to be successful, you’ll need to apply these principles and adjust them to fit your culture, environment, personnel and systems. It’s a job that you’ll never finish and you can’t check it off your list. In fact, it’s a cycle that continuously repeats. It must be evaluated and adjusted as new rules and requirements are issued and as your personnel changes. Third, establishing a healthy CMS is a process that takes time – LOTS of time. Like I said earlier, it’s not a checklist that you complete. It evolves and so do the expectations as well. I continually learn of new and better ways to do things, but again, not everything that works well at one institution will work at yours. Who Should Attend: This webinar is designed for anyone involved in a bank’s compliance management system. This could include compliance officers, auditors, management, directors, etc. Cannot Attend The Live Presentation? This presentation is also available in a recorded format, in On-Demand Or CD versions, as shown in the pricing options below.
About Webcasts / Audio Conferences / Podcasts:	Webcasts, audio conferences, and podcasts are presentations that you attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions. The live versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back at work immediately after the session ends! And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous times and to share it with others in your office. Handout materials and the phone number for live presentations are made available to you prior to the event via email from the presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.
About The Provider:	Your Partner for Ensuring an Engaged, Compliant Workforce Financial institution regulations are constantly changing. That means preparing your team needs continual attention, including the frontlines, compliance team, executive leadership and board of directors. Wouldn’t life be easier if you had one place to go for all your compliance and professional education needs? You’ll find what you need from OnCourse Learning. We bring you: 40+ Years of Experience 600+ Engaging Online Courses 450+ Live & OnDemand Webinars Webinar Descriptions, BankWebinars.com: Live Session: Attend the live session with the opportunity to ask questions to the presenter. You also receive a link to the handouts. All registrations for a live event will be given access to the OnDemand recording, at no additional cost, for 30 days following the event. This will allow a flexible alternative when last-minute conflicts intrude on scheduled events. Live + OnDemand: Includes two of the options above. Live session and 365 days access to On-Demand weblink plus a link to handouts. Live + OnDemand & CD: Includes all three options above. Live Session, 365 days of OnDemand, and CD-ROM plus handout links.
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