Table Of Contents - Bank and Financial Institution Fraud
1. Trends And Fraud Reporting: ACFE Report To The Nation
2. The Psychology Of White Collar Crime
- Why They Do What They Do
- Personality Traits To Be Wary Of
- Understanding Psychological Flaws And The Impact Of Adverse Life Events
- The Interviewer's Interaction With Different Psychological Profiles
3. Fraud Schemes
- Rogue Trading
- The Fall Of Bearing Banks, Unlearned Lessons?
- Lessons Learned From Allied Irish Banks
- Societe Generale: Past, Present And Futures
- Dormant Accounts
- Is Private Banking Too Private?
- Can You Know Your Customer Too Well
- Privacy Concerns
- Infrequent Access
- Embezzlement
- Cash Access
- Value Of Information
- External Frauds
- Asset Valuation And Loan Fraud
- Identity Theft And Payment Systems: Phishing
- What To Look For: Red Flags And Patterns
- Investigation Steps
- Prevention And Controls
- Impact
4. Computer-Assisted Frauds
- Social Engineering
- Network Penetration
- Spear Phishing
5. Legislation
- Anti-Money Laundering
- Foreign Corrupts Practices Act
- Sanctions And Regulating Bodies
6. Managing The Investigation
- Terminology
- Investigation Life Cycle
- Investigative And Interviewing Techniques
- Trend Analysis
- Computer-Assisted Auditing Tools
- Continuous Auditing
- Statistical Analysis
- Variance Analysis
7. General Prevention Methodologies
- Conflict Of Interest Reporting
- Awareness Training
- Tone At The Top
- Policies
- Fraud Awareness Programs
- Hotline Management
8. Victim Psychology
- Traits That Make Financial Institutions And Their Customers Vulnerable
- Misplaced Trust
- Social Engineering
- Corporate Culture
- Too-Good-To-Be-True Events
- Financial Sophistication
